ETM Theory in the title of this chapter emphasizes
that were it not for the application of ETM's clinical component, Trauma Resolution
Therapy, its results, and the need to explain why it did what it did, there
would be no theory about the neurobiology of psychological trauma to describe
in this book. That is, we did not compile this information and postulate this
theory as scientists trying to understand and then find a remedy to a problem,
but rather as counselors who were trying to explain the problem from the perspective
of what we have found to be its solution.
Consequently, all descriptions of neurobiological influences and other biological
effects that result primarily from surviving were postulated from a combination
of
our observations of TRT’s facilitation
the study of standard textbook information about and research data
related to neurobiology, and
a review of the literature on neuropsychology, neurobiology, neuroendocrinology,
and immunology of trauma, loss, stress, and bereavement (the review is
provided in About/ Comparison - Contrast/ Biology).
In making this review, which took approximately 2 of the 9 years required
to produce the ETM text, we discovered that neuroscientists use a language
of their own, which to say the least is difficult to understand. We attempt
to mitigate this problem, caused by the use of technical language, with
italics; they are used and intended to show that clarification through
word definition is probably required for some readers — an italicized word
or term means that a definition will be forthcoming shortly (by the end
of the paragraph or, where there are numerous words to be defined, in a
catch-all and following paragraph). This method should save your having
to buy a medical dictionary, assuming that you do not own one, to get through
the chapter.
The number of studies, various models, paradigms, and the panoply of findings,
many of them contradicting, make this subject, the biology of psychological
trauma, worthy of its own book. Regrettably, such an undertaking would
change the character of this work as a whole and divert attention from
the main theme — showing counselors and therapists how the TRT and ETM
models define and address the etiology of psychological trauma; the biology
of psychological trauma provides only a segment of the definition and address.
Consequently, we have consolidated the biological information related to
psychological trauma; our thesis reflects the consolidation. If the reader
would like the detailed picture of the biology of psychological trauma,
the bibliography from which we drew our conclusions and prepared our consolidation
is provided in About/ Bibliography.
Why Should Counselors and Other Managers
Study the Neurobiology of Psychological Trauma?
Why study the neurobiology of psychological trauma?
If you do, such study explains the theory of the relationship between your
applications of TRT to trauma victims and the neurological changes they
undergo as a direct consequence of your actions; the relationships of grief
and emotional pain to learning are clearly understood. Subsequently, you
are supported in your focus on the etiology of psychological trauma: molecular
facts replace psycho dynamic suppositions. Clarity and understanding can
strengthen, that is, give certitude and greater meaning, to your efforts.
This strengthening of you will provide confidence and benefit to your clients
and to those professionals who act in association with you. Understanding
the neurobiology of psychological trauma's etiology will set you above
the fray; you will be prepared for the next century: the study and understanding
of the neurobiology of psychological trauma is the future for the understanding
of the value of talking therapies; the management paradigms emerging from
these studies and understandings will then become the forerunners of all
future human management endeavor.
This Chapter Says
The etiology of continuous psychological trauma is not a consequence
of individual maladaptation or disorder, but a function of outside interference
with logical neurological processes inherent in the brain's attempts to
integrate change. That is, the pathology known as post-traumatic stress
disorder occurs when social/cultural norms and drug use interfere with
that brain integrative effort. The stoppage of integration activities continues
the etiology of psychological trauma until the accompanying stress disorder
develops.
The Brain is an Integrator
The brain is primarily an integrator of body functions and processes, including
psychological processes. A primary goal is to maintain these functions
and processes as ongoing. This brain integrative capacity is phylogenetic:
meaning the integrative capacity has apparently been developed through
evolutionary means and is encoded into the genetic structure. The brain
will always attempt to integrate changes that affect the organism.
When an extraordinary event that introduces contradiction to the current
system of psychological management occurs, the brain's attempts to integrate
the changes initiated by the contradictions involve the genetically encoded
instructions to reorder the functioning of neuronal processes and
the restructuring of the neurons that provide for those functionings.
A "neuron" is the primary cell in the brain that conducts its operations,
including those involving the integrative functions. "Neuronal processes"
are complex, but when simplified here they refer to those processes ongoing
within the structure of the cell (neuron) and that make it work. "Restructuring"
involves actual physical, morphological, changes in the structure of the
cell. These changes include biological depreciation and growth of neurons.
Unlike ordinary requirements of every day brain functioning and integration
where the neurons act instantaneously to coordinate body and mental processes,
psychological trauma creates extraordinary demands; the changes that occur
are not solvable instantaneously because the physical depreciation and
growth of the cell (neuron) have to be completed. The changes take time
and require biological emphasis, referring to the stress response produced
during and following traumatic events. It accords the biological functions
necessary to make the morphological cellular changes.
The additional time required for the brain to facilitate the process of
integration of psychological trauma can be analogized to the use of a computer.
Where ordinary calculations are conducted at the speed of light and the
retrieval of outcomes are fast, a major intrusion upon the computer's electrical
and physical system, for example, an unexpected and powerful electrical
charge introduced by lightning's overloading of the circuitry, will disrupt
the functioning and cause the machine to require repair; the machine's
circuitry will likely require rewiring, the addition of new parts, and
possibly even the reconfiguration of the software (logic) that runs the
system. Likewise, the brain's integration of psychological trauma involves
multiple processes that are different from those rapid and usual processes
that manage every day activities. Unlike the computer, however, the brain
has to repair itself, which requires emphasizing the response to the problem
through creation of stress. This response often then involves eliciting
help from other people. The next subsection explains these integrative
or repair processes as they relate to the neuropsychology of the memory
that comprises existential identity.
Once the event occurs, 3 concomitantly occurring brain integration processes,
which we call "memory systems," are initiated. These systems have both
separate and interrelated purposes and functionings. The 3 memory systems
include:
The process of extinction of the knowledge comprising the pre trauma
memory traces containing existential identity. The process of extinction
provides the initiation of the neurobiological underpinning of the psychological
concept of loss.
Establishment of a new (second) memory trace that recognizes the contradiction
to pre trauma existential identity as historic; the contradiction occurred
in the past. This establishment in memory of the contradiction resulting
from extinction serves as the integrating system's analytical/evaluative
process; it provides the measurement of the degree of extinction and its
effects on the organism's ongoing status. The second trace (system) also
provides for the resolution of the extinction process initiated as system
one.
establishment of a new (third) memory trace that temporarily (during
survival) provides the basis for a new system of psychological management;
the new memory trace replaces trauma-contradicted values, beliefs, images
and realities: the replacements allow life and its management to begin
again.
Although all of these systems are explained in greater detail in the following
subsections, general definitions of some of the terms used here would probably
be helpful for some readers. "Process of extinction" refers to the process
through which the neuronal mechanisms that have provided for the storage
of the particular (eventually to be contradicted by the traumatic event)
value, belief, image and reality are altered; the efficacy of the
functioning of the neuronal process underlying the previous value, etc.,
is reduced. "Efficacy" refers to alterations in the electrical chemical
charges that sustained the value, etc. in the neuron before the trauma
occurred. "Process of extinction" also means that something new, which
in the case of trauma the new is also the opposite of the previous identity,
is learned at the same time the efficacy of the neuronal mechanism
underpinning the old value is being reduced. "Learned" refers to
the method through which the neuron stores the electrical and chemical
charge that represents learning and memory retention. Importantly, this
new learning has a direct bearing on the reduction in efficacy of the pre
trauma neurons. "Reduced" means that the process of extinction in this
use does not refer to a total loss of the efficacy of those neuronal mechanisms;
some memory is retained. A "memory trace" refers to a consortium of multiple
and integrated neuronal processes that are combined to represent, in this
explanation, a particular value, belief, image or reality, or related thought,
emotion, or experience (described later). More definition about these various
terms is accorded through consideration of them in later paragraphs.
Although these 3 systems are initiated and proceeding functionally at the
same time, their developments and functionings are different; the degree
to which each system's development and functionings proceed is different.
The 3 systems' developments are also interrelated and they are coordinated
and facilitated by the phylogenetic integrative capacity of the brain.
And finally, the 3 systems are supported by additional neuroendocrine activity:
protection (analgesia and alarm responses), signalling (distress vocalization
[crying/grieving/exclaiming] and perpetual recall of the event), and remedy
(stimulation of neurohormonal activity to strengthen signalling and enhance
learning). We call this protection, signalling, and remedial aspects of
integration "PSR."
The next several subsections explain each memory system as it is developed
in response to the event. When the individual explanations are completed,
we describe the interrelationships including the additional signalling,
protection and remedial (PSR) activities.
Memory System One: Extinction of Existential Identity
As explained earlier, extinction refers to the process through which the
efficacy of a particular level of knowledge is reduced in storage in neurons
and in their connections. This process is the opposite of learning in the
same neuron. We sometimes refer to this opposite as unlearning. In this
subsection, we describe extinction by explaining learning first and then
follow in the next subsection with an explanation of unlearning.
We point out here that the following subsections consist of considerable
elementary description of synaptic functionings; however, the descriptions
were not elementary to us as counselors when we initially engaged in the
neurobiological research. They are necessarily provided in detail in this
beginning subsection because synaptic action will be shown to hold the
key to understanding of not only the etiology of psychological trauma,
but the resolution of that etiology. If you would like another view of
this information, the bibliography provides an assortment of references
that provide similar descriptions.
Neurology of Pre trauma Existential Identity: Neuronal Learning
Generally, learning is accomplished when one neuron passes an electrical
charge to another neuron (and sometimes when a charge is prevented from
occurring). This charge is stimulated by the influx of sodium ions through
neuronal membrane channels and the efflux of potassium ions from similar
channels in the same membrane. As the 2 ion groups ebb and flow across
the neuronal membrane, which also carries a charge, another and greater
charge is generated. When this charge is stimulated to the degree that
it surpasses the voltage necessary to become involved in the participation
of work, the electrical charge, which is called an action potential,
flows down the axon of the neuron's body where it is converted temporarily
into a chemical process. An "axon" is the primary extension, the elongation,
of the neuron from the cell body. Axons in the central nervous system may
be short in length, less than a centimeter, or long, 3 feet (where the
neuron extends to lower muscular operations). There is only one axon per
neuron.
The electrical charge passing from one neuron to another begins through
conversion of the electrical charge to a a chemical process. This conversion
starts with the charge's stimulation of the neuron to release a flow of
calcium across the end of the cell. The "end of the cell" is actually
multiphysical and functional, but when used here it refers to the pre synaptic
membrane, the last physical protrusion of the neuron before intracellular
space is encountered. This pre synaptic membrane houses vesicles which
in turn house neurotransmitters. Neurotransmitters are chemical substances
that act as messengers carrying the charge out of the pre synaptic membrane
and across the intracellular space, an open area or gap (called the synaptic
cleft) that exist between neurons, to a waiting receptor that is physically
located on the post synaptic membrane (the receiving membrane) of another
neuron. As the calcium ions (from now on also referred to as Ca2+) are
stimulated by the action potential of the initiating neuron (carrying the
original charge) across the vesicles housing the neurotransmitters, they
are released by the Ca2+ to flow across the synaptic cleft (the gap comprising
the intracellular space existing between neuronal membranes) to the waiting
receptors on the receiving post synaptic membrane of the neuron receiving
the charge. Upon docking in these receptors of the post synaptic membrane
of the other neuron, the chemical process is then converted back to an
electrical one as neuronal gates are opened that stimulate the influx and
efflux of sodium and potassium ions across the charged membrane of the
receiving neuron. As these currents are stimulated they achieve another
action potential. This receiving neuron, then, can become the initiating
neuron for passing the current on to another cell -- the current (charge)
is passed from one neuron to another.
The principal location for the physical expression of learning, which is
the process of storage of learning in memory, is in the action occurring
between the pre synaptic and post synaptic membranes (the place where the
distinct neurons chemically connect through neurotransmitter activity).
For example, as a neuron undergoes a particularly intense series of firings,
the stimulation of 500 to 1000 action potentials in a second, the Ca2+
released across the pre synaptic membrane builds up; the Ca2+ stays in
the pre synaptic membrane. This "staying" in the pre synaptic membrane,
then, has the effect of moving vesicles (that house neurotransmitters)
to a more ready position; the neurotransmitters are more readily releasable
because of the continued influence of the calcium that remains in the area
where the vesicles are housed. This process through which calcium builds
up in the pre synaptic membrane and through which vesicles are made ready
to release their neurotransmitters is called post-tetanic potentiation
and is the underpinnings of the beginnings of storage of learning in memory.
That is, as the multiple firings occur, the synaptic action (the chemical
action between the pre and post synaptic membranes representing, respectively,
the sending and receiving neurons) is strengthened by the additional amount
of Ca2+ remaining in the pre synaptic membrane. This strengthening, which
is the increased readiness of vesicles to release their transmitters, is
the underpinning of storage of learning in memory: the neurobiological/molecular
expression of learning.
Long-term retention in memory or learning, like retention of learning in
memory for weeks, months and years, is an extension or graded expansion
of the post-tetanic potentiation process. In long term learning, however,
the receiving neuron plays an integral part in maintaining, even increasing,
the probabilities that a charge will be sent to it. This effect on the
probabilities that a charge will be chemically transferred is maintained
or increased when the receiving neuron grows an extension of the cell that
loops back to the pre synaptic membrane on the sending neuron; the growth,
called a dendrite, carries retrograde messengers, substances that are similar
to neurotransmitters, but different in that they serve different functions:
they initiate the additional release of more calcium into the pre synaptic
membrane of the original sending neuron.
To summarize, the initial charge passes down the axon of the initiating
neuron, releasing Ca2+ when the charge reaches the area of the pre synaptic
membrane; the Ca2+ then releases the neurotransmitters to flow across the
synaptic cleft and dock at their proscribed receptors. This docking carries
the charge to the next neuron as the chemical action stimulates in the
second neuron the additional efflux and influx of sodium and potassium
across that membrane's neuron; there is a new twist. Instead of the charge's
only proceeding along the axon of the receiving neuron, an action via another
chemical messenger, in this case a retrograde messenger called a calcium
calmodulin kinase, is initiated along the channel of the dendrite (in some
cases other mechanisms are used) that returns to the pre synaptic membrane
where the charge was chemically transferred. As the kinase (the retrograde
messenger) loops back to the pre synaptic membrane, it is received in a
similar place from which the original chemical transmission was initiated
-- the pre synaptic membrane. This retrograde reception releases more Ca2+
in to the pre synaptic membrane which makes more vesicles ready to release
their transmitters for crossing again to the receiving post synaptic membrane;
a cycle is formed at this synapse (the joining of the pre and post synaptic
membranes) where the physically joined, thus strengthened, synapse perpetuates
the prospects of carrying the charge, the action potential, across the
synapse.
This perpetuation is the neurocellular and molecular expression of the
brain's retention in long term memory of a thought, and as related to our
interests a value, belief, image or reality. The process for maintaining
this perpetual retention in the connections of the neurons is called long-term
potentiation (LTP).
There is an aspect of the maintenance of long-term potentiation that is
key to the process of extinction, and subsequently to the etiology of trauma.
In actuality, neurons do not always achieve action potentials that result
in the chemical transference of charges across synapses. In the non
long term potentiated synapse the transference may frequently fail to occur.
This failure is not of great concern to the functioning of the brain, however,
as there is much duplication and redundancy built into the system of wiring;
many neurons are simultaneously engaging in the same activity that make
up the work of the memory trace. Some synapses will carry the charge, while
in some synapses the charge does not carry across. The determination of
firing is a consequence of randomness or probability.
For example, a non long term potentiated synapse may only have a
probability of 30% that it will transmit the charge across the synaptic
cleft. When LTP is initiated in the synapse, the probability of the synapse's
transferring the charge to the post synaptic membrane through the use of
the feed backing dendritic loop (the cyclical process that maintains greater
Ca2+ inflows across the pre synaptic membrane to facilitate additional
neurotransmitter release) is increased. Thus LTP results in the strengthening
of the probabilities of the firing of the synapse to say, for example
purposes, 80%.
In simplified terms, the more important a value, belief, image or sense
of reality, the higher the probabilities that the synapse will fire: the
greater the LTP. As explained later, the relationship of LTP to extinction
is that following the trauma-causing event, which contradicts existential
identity by providing the experience of an opposite to that identity, the
LTP representing the neurobiological encoding of the contradicted value,
etc., will undergo an alteration in the probability of synaptic transmission:
a reduction in the efficacy of LTP, which is a principal underpinning of
the neurobiology of extinction.
Before explaining how trauma affects this neuronal process of memory storage
of values, beliefs, images, and realities, a few additional bits of information
might be helpful in explaining the neuronal network as the biological underpinning
of existential identity and its development. The next several paragraphs
provide, generally, this additional information.
Storage of memory, learning, does not happen just in a single neuron. When
learning occurs, like the adoption by a person of a particular value with
which to run his or her life, the idea is coded simultaneously in multiple
neurons (hundreds of thousands) simultaneously. Moreover, these neurons
are interconnected by the various synapses on each of the neurons. The
physical locations of these synapses exist on the body of the neuron, the
axon that extends outward to carry the main charge, and on the dendrites
that also extend from the body of the cell like thin spidery legged tentacles.
A neuron in the brain may have 30 to 40 dendrites which then branch into
more thinly formed dendritic substances; some of these substances are called
spines. Attached to most of these dendrites, as well as the cell
body and axon, may be upwards of 5000 to 10000 synaptic endings that connect
this neuron to a multitude of others.
Neurons are plastic -- meaning they mold themselves to the experience at
hand (neurons are not made of a plastic substance). For example, as the
brain goes about learning something new, the neuron will strengthen and
even add synapses or increase the size and thus capacities of current ones;
in the process these changes increase the capacity to store the knowledge
being inculcated. Moreover, dendrites can also be changed to adapt to the
new memory demands, including providing for LTP. This molding or adaptive
process is similar to the brain developmental process that occurs in an
individual before the age of 8 years.
It is important to note that this neuronal growth is facilitated through
protein synthesis in the cell, which takes a long time, that is, hours
in the individual cell and thus days, weeks or even years to develop supporting
structures (new knowledge for the new psychological management structure),
especially when compared to the instantaneous process, for example, milliseconds,
required to just transfer a charge. The number of neurons do not change,
however, as neurons may die but not grown anew (as a rule) after that age
(7-8). Consequently, when we say that an individual is growing new brain
neurochemistry as he or she develops an existential identity (values, beliefs,
images and realities), we are not saying that new neurons are developed,
but that those that exist undergo considerable change to their physical
structures. This change is important to understanding the process of extinction
as it occurs in the neuronal mechanisms (again, described later).
Understanding that process of extinction is also facilitated by having
a general understanding of the basic influences that control charges: excitation,
inhibition and integration of each's influence on the cell.
"Excitation" means that a charge is depolarized through the neuron. As
this depolarization occurs through the influx and efflux, respectively,
of sodium and potassium ions across the neuron's membrane, the action potential
is generated.
Importantly, no electrical inputs from any one neuron provides enough stimulation
to generate a depolarizing effect that is adequate to initiate an action
potential. However, multiple inputs from other neurons will create such
an effect and produce the action potential.
"Inhibition" is the process through which the depolarizing effect is stopped
and the action potential precluded. Inhibition in the neuron is a hyperpolarization,
or reduction, of the processes (the opposite of depolarization) that lead
to the cell's reaching the action potential.
When a cell receives inputs from say 5000 synaptic connectors carrying
information (charges) from other neurons, some of these connectors are
excitatory in that they are caring commands to depolarize this neuron and
create an action potential. Some of these synapses, however, are inhibitory
-- they receive commands to inhibit the charge through hyperpolarization.
The determination of whether the action potential is reached is made by
the "integrative" component of the cell.
There are at least two such components, one existing in the cell body and
the other located in the axon extending from that body. The integrative
component will assimilate the total of the excitatory and inhibitory commands
and processes and make the determination as to the amount of charge that
will, in the end, influence the action potential. If there are more excitatory
commands than inhibitory ones coming from the multitude of receiving synapses
and the sum is adequate to fire the action potential, then the charge is
created and passed on to the next neuronal configuration. If the integrative
component of the cell determines that more inhibitory commands are present,
then the actional potential is stopped --the charge is not passed on to
the next neuron.
Importantly, inhibition of a neuronal charge, preclusion of the action
potential, can have as important a role in learning as the excitatory command
that produces the charge. For example, some neurons fire spontaneously,
and the inhibition of that firing becomes itself an indication that learning
is occurring as the non firing influences the amount of charge going to
other neurons.
Through this integrative computer in the cell, the brain controls the assimilation
of neuronal information and cellular decision making. When we address the
issue of extinction, we will refer back to this process as a primary means
of altering the efficacy of the long term potentiation housing the values,
beliefs, images and realities intruded upon by the traumatic event.
Here we change the focus from cellular and wiring ("wiring" = neurons
and inter neurons that connect memory traces in order to complete various
functionings) considerations to organizational ones. "Organizational" refers
to the location in the brain of the particular neurons in question. For
example, neurons that form memory traces, that are in this hypothesis the
physiological manifestation of thoughts making up values, beliefs, images
and realities, are believed to be retained and synthesized in long
term memory in the hippo campus, the neocortex and the amygdala; the literature
does not validate conclusively these organizational locations (the specific
locations are not important to the biological etiology hypothesis, only
the functioning of LTP is important). There are connectors, inter neurons
that connect neurons, that tie the existential identity to other brain
processes. For example, management and decision making which may use aspects
of existential identity, or think to change such identity, is likely to
occur in the frontal lobe or other areas of the brain. Emotional activity,
which is considered later, is spawned out of the limbic system. We will
discuss the organizational aspects of emotion later (under the heading
of PSR: protection, signalling and remedy) as we explain the effects of
the trauma on the brain, but now focus on the emotional activity as it
supports the formation of existential identity. This discussion centers
on the role of the opioid system.
The opioid system produces neurotransmitters called peptides. Some of these
peptides have strong influences on brain operations. In this instance (the
focus on existential identity), as an element of identity is formed, for
example, a particular belief is inculcated into memory, a parallel system
of wiring reaching into the limbic system complex connects to a system
of opioid correlative response. The parallel system of inter neuron connectors
carries the command to initiate an action potential releasing the peptide,
which is probably enkephalin, into the synaptic cleft where it binds to
the receiving neuron. Upon this binding, a feeling of satisfaction, positiveness,
and so forth is experienced; a positive feedback system of reward is established
to cement actions that conform to the particular belief being adhered to.
The wiring connecting the hippo campus, temporal and limbic systems also
passes through the hypothalamus, which provides for the integration of
the opioid system with the existential identity. Organizationally, this
activity is also thought to be locused in the amygdala (and other brain
subsystems described later). Thus, existential identity is underpinned
in formation in another part of the brain by an ongoing motivational process
-- the stimulation of enkephalin or other peptides that provide a natural
opiate high when the ongoing status of the existential identity is affirmed
and reaffirmed. The more enkephalin release and binding the greater the
motivation to strengthen the belief, which requires additional long term
potentiation activity supported by the addition of more synapses, dendrites,
and other neurons that are then incorporated into the memory trace comprising
the belief. Beta endorphin, a lesser powerful peptide, modulates the opioid-based
interaction as neurohormonal support for neuronal learning.
The ongoing system of organism psychological management is an integrated
system of neuronal and ever changing electrochemical activity dedicated
to maintaining the ongoing status of itself and the organism. As we are
about to explain, psychological trauma occurs when an event changes this
construction. The more rapid the change the more demands put upon the system
to adapt. The greater the demands, the longer the time required and assistance
needed in making the necessary neurobiological adaptations. The next subsection
explains this process as beginning with the extinction of neuronal memory
comprising existential identity affected by the traumatic event.
Neurobiology of Post-trauma Existential
Identity: Unlearning (Extinction)
Following the event, all memory traces related to the particular aspect
of existential identity being contradicted enter a process through which
each cell comprising that trace no longer carries the knowledge as it
did prior to the trauma. We distinguish this change with "as it did
prior to the trauma" because the cell still retains the information, but
without its previous influence on CNS (central nervous system) and psychological
functioning. This phenomenon of neurological change as a response to trauma,
which is not fully understood and explained within the literature, is called
extinction. We also refer to extinction as unlearning.
In this work, you will find that extinction of the memory traces comprising
existential identity is the biological underpinning of loss and the etiology
of psychological trauma. This subsection explains our theory of this process
as it relates to the trauma-induced contradictions to existential identity.
There are 2 functional, interrelated (to the degree that they are inseparable),
and simultaneously occurring processes comprising extinction. One process
involves the recording of a newly learned experience into memory; the establishment
of a trace that is located parallel to the pre trauma existential identity
trace. The other process involves the inhibiting effects of the new trace
on the trace that existed before the trauma occurred. The inseparability
results from the fact that were it not for the old trace, it would be impossible
for the new one to exist at all. Moreover, the nature of the new trace
is that it only exist as a contradiction -- a perception that a value,
belief, image or element of reality does not exist, when in fact it still
does exists as a diminished recording.
Where the old trace is replete with well developed dendritic and synaptic
interrelators (between the neurons comprising the trace), the second and
newly forming trace is initiated only with enough structure (newly forming
synapses and dendritic growth) to alter the LTP comprising the pre trauma
trace. The functional aspects of this new structure involves the new neuronal
path acting on the old one to inhibit (retard) its neuronal (electrical-chemical)
actions. We speculate that this inhibition occurs through the addition
of commands initiated from the new trace and passed on through inter neuron
connection to the old trace; the commands change the sum of the excitatory
or inhibitory actions on the pre trauma neuronal circuitry to the degree
that the integrative functions in the cell body and axon make a different
decision to regulate the neurons involved before the trauma occurred. For
example, if the pre trauma trace is comprised of a learned experience that
is manifested by an excitatory command to initiate an action potential,
the commands coming from the new trace representing the opposite of the
previously stored learned experience will provide enough inhibitory charges
to reverse the action potential, or at least interfere with the charge
carrying process enough to reduce the probabilities that the action potential
will be transferred. There will be a cascading, if not direct, effect on
long term potentiation. Reduction in the probabilities of the action potential
stops calcium flows, pertinent neurotransmitter crossings and dockings
in the proscribed receptors required to open the channel gates that allow
the impetus of the charge to be cycled back to the pre synaptic membrane.
In other words, the new and inhibiting memory trace reduces the efficacy
of the pre trauma trace by reducing the probabilities of LTP action (firing)
from, say 80%, which may have developed over years as the particular value,
belief, etc. was inculcated to serve the organism's needs, to, say 30%,
probability of firing; the LTP action is neutralized.
If this trace has developed over many years (the neurons and synaptic connections
comprising the trace are mature), and it serves a primary management need,
then it will no doubt be comprised of considerable redundancies. The greater
the contradiction to the original pre trauma traces, that is, the more
threatening the traumatic event, the more the redundancies are also altered;
the process of neutralization of the ongoing management system is made
more profound. Moreover, this neutralization is locked into a continuing
state of equilibrium-sustaining maintenance. That is, as the contradicting
trace is learned, the LTP underpinning it is increased (from 30% to 80%)
and the older trace is being inhibited (LTP is reduced from 80% to 30%)
by the increase.
This locked state, the interlocking relationship between the old pre trauma
and now inhibited traces and the new one creating the inhibition, is the
neurobiological configuration of unresolved loss. Specifically, the
neuropsychological concept of loss is posited in this theory to be the
depreciation of the efficacy of the memory functionings of the existential
aspects of the psychological management system that existed before the
trauma occurred -- inhibition of the memory trace representing existential
identity as it existed before the event occurred.
Moreover and very importantly, the inhibiting contradicting trace does
not distinguish the contradiction by changing time or tense. In other words,
the contradiction is simply the recording of an opposite -- the original
identity does not exist, which opposite recording is maintained in its
interlocked relationship with the now depreciated trace representing the
pre trauma existential identity. The loss will remain unresolved until
the neuronal commands inhibiting the original pre trauma trace are reversed
and the LTP supporting the pre trauma trace is restored to its maximum
probability of firing. This restoration can occur through restoration of
the trace as it existed before the contradiction or through restoration
of it within the context of some change. For example, the tense of the
information may change from the way the person "believes" to the way he
or she "believed." Such reversal is the function of the interplay of memory
system two on the contradicting and contradicted traces and is described
in greater detail as a component of the loss/trauma resolution process.
Before explaining the establishment of the brain's adjustments that are
made in memory to this neutralized state, it might be helpful to remind
the reader that other parts of the brain and the endocrine system also
provide responses to the altered states described in this subsection. Those
responses include the providing of protection (analgesia and alarm responses),
signalling (distress vocalization and perpetual recall of the event) and
remedy (continued stimulation of noradrenergic, adrenergic and hormonal
activity to strengthen signalling and enhance learning: reversal of the
altered memory state). As indicated earlier, we call this series of biological
processes post-trauma PSR (from herein only "PSR") and discuss them after
completing this section that explains the 3 general memory systems that
are established by the integrative component of the brain as adaptations
to the changes resulting from the traumatic event's effects on existential
identity.
Memory System Two Places
Contradictions into the Past
If there is a singularly most important statement that can be made about
the development of the system of memory considered in this subsection,
it is that the subject matter is over viewed here because this second system
is onlyinitiated simultaneously with the development of
the inhibitory process described in the preceding subsection. "Only initiated'
emphasizes the fact that the trace is barely functional and does not play
an important role until it begins to be strengthened during the resolution
phase; hence, the reason for keeping the discussion to an overview. The
detail of its influence is postponed until the resolution chapter.
The integrative component of the brain establishes a second system of learning
that parallels the process through which the traces representing existential
identity are being inhibited (as described in the preceding sections, the
LTP comprising these traces is being reduced while the inhibiting traces
are being strengthened) and the psychological management system stemming
out of, and thus relying upon, those traces is being incapacitated. As
different from the contradicting trace in memory system one, which trace
is established and maintained as an ongoing (present tense) recording,
this second system of learning is grounded in the reality that the contradiction
occurred in the past. Because this perspective is the opposite of the contradicting
or "not" trace comprising system one, that is, the contradiction is continuing
to occur and maintained as an ongoing inhibitor of the original existential
identity trace, the second system acts (or will continue to act as the
resolution/integrative process develops) to inhibit the contradicting trace
and excite, that is, return to its former levels of firing probability,
the original and now inhibited trace representing existential identity.
Moreover, this second system is capable of analyzing the degree of change
resulting from the inhibitory process. Importantly, during the resolution
process this analysis or appraisal itself provides for the strengthening
of this second system to the extent that the contradiction is learned to
be historic -- the contradictory trace is inhibited and the existential
identity trace is returned to its pre trauma firing levels. The reader
will remember that this subject is emphasized as one of the neurological
keys to the trauma's resolution and addressed again after considering the
influence of PSR on the inhibited existential identity.
To summarize the second memory system, it is established at the time of
the event, but weakly because it represents the fact that the contradiction
occurred and in the recent past. As this past is lengthened, the second
memory system will be strengthened; it will eventually offset the process
of extinction ongoing in memory system one.
Memory System Three Provides for New and
Immediate Psychological Life Management
When pre trauma existential identity memory becomes inhibited to the degree
that it is neutralized, the existential aspects of psychological management
are incapacitated, the integrative component of the brain develops a third
system of memory (learning) that provides for survival during the
incapacitated state. "Survival" means that the system takes over almost
as if it were a separate person, a separate psychological management system.
The operational thought and behavioral manifestations of this system are
described in a later subsection and the relationship of this third system
to the 2 preceding memory systems is explained in the next subsection.
We hope that it will suffice to say here that the excitatory commands (integrative
neuronal motivation) for this system's development come from the effects
of the incapacitated state resulting from the trauma on brain functioning.
Moreover, this system is greatly stimulated and strengthened by PSR and
thus addressed again with descriptions (examples) in the pertinent subsection
that describes PSR.
Overview of the Interrelationship
of the 3 Memory Systems
Before explaining the 3 memory systems' interrelationships, a summary of
the preceding sections may be helpful. The first memory system provides
for the undoing of the neurobiology underpinning the psychological system
of management that existed before the traumatic event. The second memory
system is initiated to reconcile that undoing. The third system is providing
for a new system of management that provides ongoing direction during the
trauma's disruption to pre-trauma existential identity.
The three post-trauma memory systems are interrelated through the common
brain integrative process; brain integration activities effect and manage
the following neuronal changes in memory. As time passes memory system
two produces additional synaptic and dendritic growth commensurate with
the reality of the fact that the intrusion to memory system one is increasingly
becoming an experience of the past. As this system two growth is stimulated,
the person learns that the intrusion is past, the LTP of system two strengthens
the influence of system two on system one. Thus, system two eventually
inhibits the intrusion by inhibiting the contradicting trace that has inhibited
the original trace comprising existential identity. This inhibition of
the contradicting trace provides for the eventual interruption of the equilibrium
existing between the trace representing existential identity (where LTP
has been rapidly reduced) and the contradicting trace (the contradiction
is maintained in the present tense as the reduction is always ongoing).
The outcome of the disequilibrium: the contradicting trace is prevented
from inhibiting the pre trauma existential identity trace; LTP underlying
the existential identity trace sundered by the event is restored. This
restoration occurs for existential identity either exactly as the trace
existed before the event occurred or in the context of a different (past)
tense -- the person says that this was my value, belief, etc. Regardless,
the process involving the ongoing maintenance of extinction is reversed
and the psychological management system previously stymied by the changes
is again operational. Simultaneously, memory system three adapts; it is
inhibited as the identity initially affected by the contradiction is strengthened.
In this scenario, the brain's integrative component provides a final outcome:
reconciliation of the 3 memory systems into a current reality. This reconciliation
is discussed again in the resolution chapter.
There is another scenario; the reconciliation does not always occur. Invariably,
this failure is a function of (absent comorbity with other biologically
based mental health conditions like manic-depressive illness, borderline
personality, or compulsive disorder) system three, the survival system,
maintaining its strengths via the intervention of exogenous variables (see
the heading, "Interfering Variables"). For now, hopefully it will suffice
to say that the maintenance of survival system three blocks the integrative
processes by interfering with the reconciling interactions that would be
ongoing between memory systems' two and one were it not for the exogenously
introduced and supported system three maintenance activities. Thus, some
trauma resolution processes last longer than others; some last indefinitely.
Before explaining how this interruption occurs neurobiologically, we need
to leave this overview and complete the descriptions of the 3 memory systems
by describing their functionings as they are supported or otherwise influenced
by PSR (protection, signalling and remedy). That description is provided
in the next subsection.
PSR (Protection, Signalling, Remedy)
At the onset of this discussion, we emphasize that the components of PSR,
protection-signalling-remedy, are not mutually exclusive processes. For
example, biological activities that provide protection might also induce
signalling and remedial processes, and vice versa. Moreover, as the reader
will see, a biological process described as pertinent to one of the three
categories is likely to be shown again to be pertinent to another category.
These interchanges are a consequence of our attempting to provide an orderly
schematic of an otherwise very complex and convoluted neurological series
of processes. Our method for telling this story will be to, as we over
viewed the 3 memory systems described above, explain PSR in terms of the
individual categories; we will then provide a description of their interrelationships
at the end of the individual descriptions.
To reiterate: protection stands for analgesia and alarm responses; signalling
refers to distress vocalization and perpetual recall of the event; remedy
refers to continued stimulation of noradrenergic, adrenergic and hormonal
activity to strengthen signalling and enhance learning, a requirement for
reversing psychological trauma's biological etiology: post-trauma memory
system one.
Protection
Protection is provided through 2 primary processes: alarm responses and
analgesia; the analgesia blunts physical and emotional pain. Each of these
processes are underpinned by specific neurobiological functionings that
are initiated by memory system one's cascading effects on locus ceruleus
activity. The "locus ceruleus" is located in the center of the brain stem,
which itself is found in the center and lower portion of the brain. The
locus ceruleus is known for providing a biological, also referenced as
primal, stress response to survival. "Primal' refers to the fact
that the locus ceruleus is a part of the brain that formed during its earliest
development. We consider the alarm response component of protection first;
the anesthetic protective component is addressed second.
Alarm Response: Fight or Flight
Simultaneous with the contradiction to existential identity in memory system
one, the locus ceruleus initiates a warning by exciting norepinephrine
and epinephrine producing systems. "Norepinephrine" and "epinephrine"
are chemical messengers, neurotransmitters, that are identified with producing
and carrying out the stress response; norepinephrine and epinephrine interact
to stimulate the autonomic (the sympathetic component) nervous system.
This stimulation provides for increased heart and lung activity as a response
to alarm -- the organism is aided in either fighting or fleeing.
Linked to the fight or flight response is the primal emotional response
of fear; it drives the production of the norepinephrine and epinephrine.
Fear has its own neurological basis, which is apparently locused in the
brain differently from other emotions comprising the loss response. The
neurological origin of fear is the locus ceruleus. The fear response is
not as important to this theory and thus its explanation is saved for the
review where the prominent neuroscientist Michael Davis's work on the neurology
of fear is referenced.
Analgesia
When the trauma occurs, it may be accompanied by either physical or emotional
pain, or a combination of both. The locus ceruleus initiates norepinephrine
producing activity that carries the message through neuronal pathways that
analgesia is required. In fact, the reader will find in the bibliographical
section that norepinephrine and opioid neurosystems have an organizational
and mutually supporting interrelationship. The message passes through the
hypothalamus where it is then disseminated through a complex system of
neuronal wiring to the pituitary gland (found just below the hypothalamus)
and opioid system where the opioids endorphin and enkephalin are released
to cross the pertinent synapses. As the opioids (primarily enkephalin,
as it is the most powerful opioid) bind on pertinent receptors, the analgesia
feeling is experienced. This analgesia experience protects the individual
from the physical pain by blocking pain pathways.
Moreover, if the pain is psychologically derived, the binding of enkephalin
will also create a similar analgesia experience; emotional pain is shunted
too. The thought, state, and behavioral manifestation of enkephalin binding
on its pertinent receptors is usually shock, disbelief and denial of the
event and its effects. The emotional experience is equated to the feelings
of numbness that accompany shock following a traumatic event.
Signalling
Signalling involves two processes: the retention of the event in memory
as an ongoing (as opposed to historic) experience and the use of distress
vocalizations (a scientific term used to objectify crying and exclamations
for help). Both are explained in this subsection.
Retention of the Event in Memory
The event is retained in memory and receives much individual and social
attention, apparently because the retention seems abnormal; the event happened
in the past and the person should stop focusing upon it. The key to the
event's retention in memory is the relationship that exist between the
event's being maintained as an ongoing experience and the inhibited
existential identity. "Ongoing" in this use refers to the repeated movie-like
replay of the recollection, which recall is accompanied by a stress and
emotional response. "Ongoing" retention in memory is different from the
retention of the event as a historical, non repeatedly recollected, and
without incapacitating stress or emotional effect, fact -- a recollection
held by trauma victims who have resolved the trauma.
This relationship between the ongoing recollection and the inhibited (contradicted)
identity is cyclical and reciprocal; moreover, the repeated recollection
serves as a signal that the inhibited biological state, that is the particular
contradicted value, belief, image or reality, or combination of the same,
has not been disinhibited or behaviorally reconciled. "Cyclical and reciprocal"
means that the relationship is self supporting of both the retention of
the event and the inhibited state; there is no need for exogenous
(outside the organism) processes to continue either the recollection or
the inhibition.
An example of an "exogenous" process that might initiate recollection and
continue inhibition is a new stressor or life experience that evokes the
memory of the earlier event; the recollections and contradictions can perpetuate
themselves even if additional bad things do not happen. The rest of this
subsection explains the neurobiological aspects of that cyclical and reciprocal
relationship.
The inhibited post-trauma existential identity sends a series of excitatory
commands: maintain the memory of the event in the same state that the contradiction
exists -- ongoing. The purpose of this maintenance of the ongoing status
of the event is that it serves as a mirror or displacement of the ongoing
status of the inhibited (stopped) post-trauma existential identity.
The result is a constant, obvious, and unequivocal message to the integrative
component of the brain and to other people that the contradiction to existential
identity, that is, the stoppage of existential identity functioning (interruption
to the logic of the neurosystem), continues unreconciled. When the commands
are sent, they form a new memory trace in association with the factual
recording of the event.
This new trace is strengthened, like all long term memory traces, through
long term potentiation. It is important to reemphasize that this trace
is different from the recording of the event itself -- the new trace described
here only provides for the event to be characterized as ongoing as opposed
to past; the characterization is a direct consequence of the inhibited
post-trauma existential identity.
The proof of this affair is in the logic; were it not for the contradiction
to existential identity, there would never have been a traumatic
event to record in memory in the first place -- there is no trauma or
issue for concern absent the contradiction to existential identity.
Thus, without the contradiction, the event would be maintained in memory
like last week's trip to the grocery store.
Once this new trace characterizing the event as ongoing is established,
it in turn sends an excitatory command back toward the inhibited post-trauma
existential identity trace. However, rather than the target being the inhibited
state, it is instead the parallel trace that provides for the inhibition
-- the trace that represents the counter or opposite to the existential
identity.
This opposite is stimulated again; the existential identity that existed
before the trauma occurred is not in existence following the traumatic
event, which is now also repeatedly and cyclically replaying. Excitation
of this contradicting trace results in the strengthening, to the degree
that it is maintained, of the command that inhibits the trace representing
existential identity -- LTP is interfered with and continues to reduce
the probabilities of synaptic firing. This command to inhibit the existential
identity trace completes the cycle, which is summarized again here for
emphasis.
Step 1:
The event occurs which, because it is a contrary phenomenon to the
traces comprising existential identity, initiates a trace parallel to the
pretrauma trace -- the initiation of the trace represents the learning
of something new: the opposite of the pretrauma trace is true. We call
this opposiste the contradicting or "not" trace. It is inhibitory of existential
identity.
Step 2:
The contradicting trace sends a command to inhibit that which is said
to no longer be -- the pretrauma existential identity trace is inhibited.
This inhibition hyperpolarizes the cell and interferes with synaptic LTP.
This interference stops the ongoing system's ability to use this trace
in the management of the organism's affairs. Memory system is one is fully
formed.
Step 3:
A series of commands are sent from system one to establish a new learned
contradiction (trace) that manages the organism's perceptions of the trace
maintaining the factual recording of the traumatic event. This perception
is that the event is ongoing (as opposed to past). The ongoing recollection
serves as a signal that the contradiction to existential identity has not
been reconciled. Proof of this trace's existence and functioning is found
in the logic of the theory itself -- if there were no contradictions to
existential identity, the event would not be emphasized.
Step 4:
Once established as ongoing, the new trace that manages the perception
of the event as ongoing sends commands back to the contradicting or "not"
trace representing the opposite of the original pretrauma existential identity
trace.
Step 5:
Excitation of the contradicting trace results in the reinitiation of
the cycle: inhibition of the original and now contradicted post-trauma
existential identity trace results in a reduction of the efficacy of LTP,
the incapacitation of the management system, excitation of the memory of
the event as ongoing, restimulation of the contradicting pathway, etc.
There are several features of this cyclical process that warrant emphasis:
The traces comprising the cycle have reciprocal relationships to the
degree that they perpetuate the cycle (until the integrative component
of the brain reconciles the changes resulting from the occurrence of the
event).
The cycle provides for continued signalling that the traces comprising
post-trauma existential identity have not been disinhibited -- restored
to their pretrauma levels of LTP functioning.
The five steps described above and the traces comprising them are,
while in engaged in this cycle, at the same time both inseparable and separate
processes: each trace serves a specific and individual function, but is
simultaneously dependent for its continuation on the cycle of reciprocal
relationships existing between itself and other traces.
Distress Vocalizations
As memory system one becomes incapacitated by the equilibrium existing
between the contradicting trace and the existential identity trace (where
LTP for the first trace has been reduced), a command is sent to the opioid
system that has been supporting the establishment of the original LTP in
the pretrauma existential identity (see the previous subsection entitled
"Neurology of Pretrauma Existential Identity: Neuronal Learning"). The
reader will remember that when a value, etc., is established and then reaffirmed,
a simultaneous binding of peptide, such as endorphin, or possibly enkephalin,
provides a feeling of satisfaction.
Through the combination of this continued affirmation of existential identity,
including the opioid stimulation (binding on receptors), the neuronal system
is experienced as ongoing. Reductions in the existential identity's LTP
produces an interruption not only to the existential identity (memory system
one) ongoing status, but simultaneously an interruption to the parallel
neuronal actions in the opioid system. This interruption results in the
inhibition of the opioid neurons and thus a failure to complete the sequence
across the synapse; the particular peptide fails to bind on the pertinent
receptor.
The behavioral manifestation of this opioid failure to bind, to pass the
charge via transmission of neuropeptide from presynaptic to post synaptic
membrane, is crying and calling for help. The emotional experience is loss,
mourning, sadness, and grief. Both the crying and experience of grief provide
signals that the contradicting trace is still inhibiting the existential
identity (traces) that existed before the event occurred; the modulating
neuropeptide's failure to bind is reflecting the depreciation or rapid
depression of LTP hosted in the original existential identity synapse.
Remedy
The remedy for ending the inhibiting effects of the contradicting trace
(memory system one) on existential identity lies in the ability of the
integrative component to produce adequate chemical responses to simultaneously
provide for protection, produce and amplify signalling for identification
of the problem's locus, and learn that the contradiction is past. This
process will be explained in following subsections in this chapter and
also in the chapter on resolution (and the bibliographical section). For
now, the explanation is limited to a general discussion of the primary
remedial influences of norepinephrine on protection and signalling, and
learning that the contradiction is historic.
Norepinephrine (NE) and epinephrine (as a stimulator of NE) greatly influence
learning; when they are present in larger quantities, learning (retention
of an experience in memory) is enhanced proportionately. For example, when
a rapidly changing event occurs, epinephrine and norepinephrine production
(release from presynaptic vesicles) is increased; the additional neurotransmitter
enhances the length of the period that information can be retained in memory.
The specifics of how NE accomplishes this enhancement is provided in the
bibliography section, but for now, NE is influencing the probabilities
of synaptic transmission of a charge, obviously resulting in the increased
occurrence of long term potentiation. Thus, NE is instrumental in enhancing
the learning process.
For now we can say without too much diversion, that NE strengthens protein
synthesis to synaptic plasticity (the structural adaptation of the synapse
to handle more LTP -- neuronal learning) and through stimulation of Ca2+
flows across post- and even pre-synaptic membranes; the post - synaptic
flows also influence retrograde transmissions, which additional transmissions
then lead to increasing presynaptic neurotransmitter release: completion
of the enhanced LTP cycle.
This relationship of NE to learning is cyclical -- it provides a positive
feedbacking loop for the brain as it integrates (through learning) the
changes that have occurred in existential identity. Moreover, there are
several of these feedbacking processes and they are interrelated. The feedbacking
processes, their effects on learning (memory), and their interrelationships
are described in the next several subsections.
NE Influences Memory System One
When the initial traumatic event occurs, the contradicting trace that inhibits
the old existential identity is the new process being learned (the contradiction
is being learned). Thus, as the locus ceruleus produces its norepinephrine
during the fight or flight response to that contradiction, the contradicting
trace is strengthened (LTP for the new trace is increased).
Through this strengthening, the inhibitory action on the original existential
identity is also increased, incapacitating further the particular (or group
of) values, beliefs, images and realities being contradicted. The positive
feedback relationship between the contradiction and the production of NE
is that the greater the contradiction created by the event, the greater
the stimulation of the locus ceruleus; the more NE is produced, the more
enhanced the contradiction, the greater the inhibition to existential identity,
the greater the incapacitation: the cycle is completed with the production
of more NE. Moreover, this cycle is continued indefinitely as NE continues
to be produced after the event has passed; with considerable vigor, the
contradiction is encoded into memory.
This encoding (in this use to mean the establishment of additional and
stronger synapses) is, in effect, the encoding of loss in memory, which
concomitantly encodes the event recollection cycle used for signalling
(described under "Retention of the Event in Memory"). In this cycle, NE
also plays a role as an important catalyst; the encoding of the event as
an ongoing experience is strengthened through the locus ceruleus's production
of norepinephrine, obviously leading to the enhancement of that recollection,
which supports the continued strengthening of the contradicting trace and
subsequent (and cyclical) locus ceruleus activity. Signalling through event
recollection can remain clear and intense for long periods.
The other signalling method, distress vocalization, is also enhanced. It
too, can remain loud and intense for long periods.
NE Influences on Memory System Three
The reader will recall that memory system three is the system that has
been created by the brain's integrative component to provide for a new
survival reality during the period in which the pre-trauma one is incapacitated.
This new reality can include the retention in memory system three of blocks
against the activity ongoing in memory systems one and two. Behaviorally,
the person may believe as a consequence of system three activity that the
traumatic event never even occurred.
Moreover, if the contradictions never occurred, the event is not recognized
as ongoing. In some instances, both the contradiction (including the depreciation
of the efficacy to existential identity) and the event can be blocked from
conscious recollection entirely; the entire signalling cycle where the
retention of the event in memory is maintained as an ongoing experience
is blocked from consciousness by memory system three's strengthening. Where
part of this strengthening is underpinned by stimulation of enkephalin
(produced in and linked to the opioid system), norepinephrine's simultaneous
production can strengthen system three: the learning (LTP enhancement)
of the behavioral equivalent of denial.
As indicated, through the production of NE two helping processes are pitted
against each other: signalling through retention of the event in memory
as an ongoing experience and the development of a temporary survival reality
to protect the organism against the changes. This new survival system and
its associated protection is needed until memory system two, which integrates
the contradicting trace into memory as a historic (as opposed to ongoing)
event, has had an opportunity to develop its own strengths -- which development
is primarily based on time. That is, the reality of passing time provides
for synaptic and dendritic growth to eventually counter the strengths of
memory systems one and three.
There is another neuronal process (related to NE activity) influencing
memory system two's development. That process is discussed in the next
subsection.
NE Influences Memory System Two
Memory system two, which provides for evaluation of the depreciation of
efficacy of existential identity and the placement of the contradicting
trace and event recollection into historic tense, is stimulated in this
process through use of the signalling method -- distress vocalization.
Distress vocalizations, themselves, then produce NE which enhances the
learning of all the memory processes, but also has the effect of removing
the previous blocks provided by memory system three (the new and temporary
survival system). This subsection explains these processes and their relationships
to the strengthening of memory system two -- the primary reconciling integrative
memory system.
As synaptic and dendritic growth accompany neuronal development comprising
memory system two, learning that the contradiction and the event are past
tense is enhanced. This learning produces an inhibitory effect on the learning
process established as memory system three (the survival reality); system
three inhibition removes blocks against the realization that the contradictions
and the event are ongoing. Inhibition of these memory traces underpinning
denial also interrupts the binding of enkephalins as analgesia. The combination
of enkephalin receptor blockade (of the opioid neurons that previously
supported the denial through receptor binding) and inhibition of the traces
comprising the actual thought responses making up the denial result in
the more complete use of distress vocalizations.
As the reader will recall from having read the subsection "Distress Vocalizations"
under "Signalling," the reduction in the efficacy of the existential identity
trace also produces a blockade of opioid receptors; opioid blockade produces
the behaviors and experiences, respectively, of crying/mourning and sadness/grief.
Distress vocalization (DV) resulting from opioid receptor blockade is somewhat
different from other CNS functionings in that DV requires the manifestation
of motor activity: expression of the vocalization is required for it to
have its desired positive neuronal feedbacking effect.
In other words, opioid receptor blockade produces a physical crying (cathartic)
behavior which is in turn received by the same and other organisms sensorily.
Sensory neurons pick up the cry and enhance an already ongoing autonomic
system (respiratory and cardiac) response -- cyclically increasing production
of NE.
Moreover, when reading the bibliographical sections, the reader will find
that there is an even more direct relationship between opioid receptor
blockade and NE release; opioid binding (excitation of opioid peptides
like enkephalin and endorphin) inhibits (prevents) the release of NE. Opioid
receptor blockade then releases norepinephrine. Thus, simultaneous with
the DV's, NE is being produced to effect learning.
This time, the NE, which is distributed to all memory systems, has the
effect of strengthening the system that is becoming ascendent, memory system
two (where the trauma is being placed into its rightful historic context).
This strengthening of this system over the others occurs because an inhibitory
trace has already been established that reduces the efficacy of the traces
underpinning the temporary survival identity (memory system three). This
repeated and repeating inhibitory action accelerates the cascade of opioid
receptor blockade (reduction of the thought system supporting denial of
the changes ongoing in memory systems one and two) and concomitantly accelerates
a similar blockade of those opioid system receptors that underpin existential
identity -- extraordinary DV is produced.
Through this cycle, the production and influence of NE (through the DV
cycle) and the passing of time, to include the process of synaptic and
dendritic growth, memory system two comes face to face with the contradicting
trace that has inhibited the pretrauma existential identity -- the etiology
of loss. Inhibitory action produced by the growing memory trace two ensues;
the action eventually begins to counter the strengths of the contradicting
trace and a reversal of the cycle that has maintained the inhibition of
existential identity and continued the retention of the event as an ongoing
experience.
Over time, and supported by the frequency of distress vocalizations and
the consequent production of NE, memory system two becomes ascendant, quashing
altogether the former contradictions and ongoing aspects of the
event recollections. The existential identity trace is restored to its
pretrauma LTP levels and the event recording is left in memory without
its ongoing memory appendage initiating movie like replays.
The ending of the contradicting trace's influence and the reversal of the
post-trauma incapacitated state (of existential identity) produces an end
to the commands directing the blockade of opioid receptors. In other words,
the loss is resolved and the neurobiology is returned to a level of functioning
unimpeded by the effects of the trauma.
The battles between the growths of memory systems one, two, and three is
phylogenetically directed -- they are logical processes whose purposes
all serve the brain integrating command. In some cases, however, these
processes do not work themselves out in the best interest of the organism.
We believe this failure is not, as a rule, a function of a particular person's
brain integrative processing, but primarily a function of exogenous variables
that interfere with the phylogenetic capacity. We address these interfering
variables in the next section.
Interfering Variables
Generally, cultural/social processes that support memory system three over
the integrative processes that occur between one and two will slow the
brain's ability to integrate the traumatic event: interfere with the brain's
ability to reverse the etiology. More specifically, any cultural/social
response that blocks the use of the protection, signalling, and remedial
methods by preventing such methods from functioning fully and properly,
will also stifle the integrative process. There are two such responses
that we delineate as interfering variables: stoicism philosophy and the
use of pharmacological agents as medication of the stress responses that
produce PSR. This subsection explains how these interfering variables influence
the brain's integrative effort.
Stoicism Interferes with the
Brain Integrative Process
Where stoicism may be valuable for the achievement of certain tasks over
the near term, for example, being stoic helps people to survive during
and immediately following an event, over the long term stoicism's support
of memory system three, against the propensity and need to manifest DV's
resulting from the blockade of opioid receptors (opioid activity that modulates
existential identity LTP), prevents the extraordinary productions of norepinephrine,
the biochemical remedy that accompanies the cathartic experience. Blocking
of NE production interferes with the opportunity to learn (see the previous
subsection entitled "Remedy"). "Blocking" occurs through social/cultural
admonitions to strengthen the new values of being strong and so
forth; the new values supporting denial of the event and its effects. The
society supports the enhancement of the opioid receptor binding process
underpinning the be-strong-indentity: memory system three. Both processes
then underpin denial, the primary encumbrance to brain integrative activities:
learning.
There are some social/cultural exceptions to this pathological use of stoicism;
funerals for the loss of loved one are supported by the culture and time-outs
are accorded for grief to be expressed over such losses. In this case of
rapid change to LTP, which stores the memory of the relationship being
lost, the society often supports the existential approach that provides
for the time to develop the appropriate synapses and dendritic connectors
for memory system two. Moreover, this existentially-based cultural process
emphasizes the value of distress vocalizations and heeds the signalling
apparent in the repeated recollections of the loved one and his or her
death. Through this existential process, and emphasizing the caring by
others for that trauma victim, the integrative process between memory systems
one and two are facilitated; memory system three is staved off after it
has served its initial purposes.
Apparently, where various cultures have come to incorporate this brain
integrative method when the change to identity is obvious, for example,
immediately following the death of a family member, less obvious changes,
for example, as occurs through a sexual assault, a battering, or near death
experience, have not always warranted the existential approach where a
period of time provides for synaptic growth and the encouragement to use
DV's. This failure is probably a result of the lack of continuing physical
evidence of the change; such evidence is always available when a person
dies, the person is no longer available to be seen. We can note that recently,
the last 30 years, a trend is developing toward the application of the
grief process to these less obviously experienced losses.
We believe that stoicism, from the beginnings of the use of philosophy
as a coping instrument, was produced out of an unresolved individual response
to trauma; stoicism philosophy rightfully did and still does protect individuals
from the etiology of trauma. When the philosophy is adopted collectively,
many people within a culture use it, they become vested in protecting themselves
from their collective etiologies through the imposition, projection, of
stoicism onto individually and newly (trauma) affected people within the
culture; projection of stoicism by the polity interferes with the brain
integrative process of the individual, which interference, culminating
in individual unresolved trauma, is assimilated into the collective psychopathology
-- intergenerationally and intercivilizationally, the trauma is protecting
itself, preventing its resolution for newly affected individuals and for
the society as a whole. Without this collective-to-individual-to-collective
cycle (systemic protective process), the etiololgy would always be reversed:
psychological trauma would not be a problem; PTSD would not exist. There
is one exception; like stoicism, drug use also interferes with the brain
integrative etiology reversal process. This interference is described in
the next subsection.
Drug Use Interferes with the
Brain Integrative Process
Drug use's effects are similar to stocism's; drug use interferes with the
operations of both the opioid and noradrenergic systems, which effects
in turn interfere with memory system two's attempts to integrate the brain's
functionings into the current reality. Drug use affects are both general
and specific. This subsection explains the differences between the
two categorizations.
"General" interference by drug use refers to the means through which the
drug, almost regardless (it needs to be at least psychoactive) of its pharmacology,
works generally to strengthen the development of memory system three
-- the survival system -- in its long term blocking of the prospectively
integrative interactions between systems two and one. This "works- generally-to-
strengthen" refers to the timing of the use and the timing of the integrative
battle that is being waged by the development of system two and the influence
of that development on memory systems one and three. In this timing, as
the integrative process attempts to develop, periodic pharmacological applications
retard (described in the next paragraph) the noradrenergic and opioid systems'
participation in the integrative process. This retardation experience can
occur to the degree that memory system three is supported indefinitely
as the ascendent memory system; the person learns that anesthesia is available
as an offset against the more painful brain integration process.
"Specific" refers to the actual influence of the various drugs' pharmacologies
on norepinephrine and opioid producing and binding activities. Alcohol,
the most prolific drug used, and unlike other drugs, is soluble in every
brain cell. With regards to its role as an interfering variable, ethanol
acts on the locus ceruleus to reduce noradrenergic activity. For example,
it has been shown that ethanol, used in certain amounts, is a powerful
retardant of the need for alarm responses -- the behavioral manifestations
of locus ceruleus action.
Moreover, alcohol has anxiolytic and anesthetic effects through its ability
to strengthen GABAergic transmission and reception. The GABAergic system
is principally an inhibiting neurotransmission system; its neurons reduce
excitability in other neurons. When alcohol invades the GABA neuron, gates
that control the reception and passage of the charge are left open; the
probabilities of action potential being reached are enhanced and more inhibition
of exciting neurons occurs; reduction in excitability of neurons produces
the anxiolytic (positive high) effect. More profound anesthetic effects
occur when the presynaptic component of general neurotransmission is influenced:
Ca2+ flows in all neurotransmitter systems are increased and more transmitter
is repeatedly produced. Alcohol influences every brain neurotransmitter
system and these effects are described in greater detail with accompanying
bibliographical information in appendix E, section 3.
Opioid interactions are fairly precisely understood. For example, morphine
can be applied in doses that prevent distress vocalizations entirely. This
prevention occurs because the morphine binds on the receptor that has been
blockaded by the integrative command -- in this theory the command responding
to the contradictions to existential identity previously underpinned by
opioid receptor binding. However, as the exogenously introduced opioid
degrades, the receptors are again empty -- DV's are reinitiated. Through
repeated frequency of use, the exogenously introduced opioid binding and
degradation-resulting-in-non binding process can result in replacement
of endogenous opioid transmission; the transmission of opioid neurotransmitters
stops because the system no longer needs them. This stoppage can lead again
to the need for more exogenous opioids to bind on the empty receptors.
Regardless of whether this process leads to addiction, the important factor
relating to this process's influence upon our description of TRT theory
is that the cycle of opioid binding interrupts the brain integrative process
by interjecting an exogenously controlled, as opposed to brain integratively
controlled, variable. That is, the brain integrative component no longer
has control over the outcome as control belongs to the availability of
the externally induced opiate; the outside interfering variable is replacing
endogenous opioid activity, a necessary modulator of neuronal learning:
the exogenous variable interrupts the opioid system's functionings under
the brain integrative system; there are no more DV's nor NE productions
available for reconciliation of memory systems one, two, and three otherwise
natural interactive/integrative processes. Under either exogenous ethanol
or opioid use, it is impossible to also fully and properly use PSR to continue
the brain's integrative functions.
Two notes are required at this time. First, many people who have not been
traumatized become addicted to psychoactive substances. In the process,
considerable alterations to brain physiology occur similar to the changes
being described in this chapter. We discuss this issue more fully in the
bibliographical section; the subject is multiple sources of trauma -- comorbity
of pathological chemical use and other causes of trauma. Second, there
are other pharmacological products that influence the integrative process.
Some are intended to end the symptoms of post-traumatic stress, but in
the process, have the effect, in our view, of interfering with overall
brain integrative functionings; the trauma's resolution is prevented by
such pharmacological introductions, which is why we do not allow the application
of TRT simultaneous with the application of pharmacological therapies.
Interruption of Circadian Systems
There is a long term neurobiological aspect of bereavement that has been
introduced by Hofer (1983) that should be explained as likely playing a
role in the biological change resulting from trauma (loss). We overview
it here because we believe it describes an additional part of the biological
process that follows traumatic episodes, especially where the traumatic
event includes a loss or near loss of life.
Hofer hypothesizes that when relationships, or even abstractions of relationships
(the memory of past relationships), are severed through the loss of one
of the participants, there is an interruption of the biological systems
that operate rhythmic regulators. That is, relationships or abstractions
of relationships past, help to regulate daily biological processes that
are based on daily timing. Disruptions of this regulation occur when either
the person or the abstraction providing the regulatory effect is lost.
Hofer then shows that the symptoms of biological disregulation are the
same as symptoms of the long term aspects of bereavement (Lindeman, 1944).
Hofer's idea (interruption of rhythmic regulators) can be extrapolated
to the loss that results from the contradiction to a value, belief, image,
and reality that comprises existential identity; the abstractions forming
existential identity are similar in composition to those psychological
components that form the abstractions of relationships past and, more emphatically,
of the actual relationships. To summarize this concept's influences on
psychological trauma, in addition to the changes in memory described in
the previous sections, existential identity includes the experience between
people and disruption of this experience has a biological effect on rhythmic
regulators.
Delayed Response: Additional Neuronal Change
If the social/cultural interfering variables, inappropriate (prolonged)
applications of stoicism philosophy and drug use (described in a preceding
section), are administered indefinitely, memory system three (the survival
system) will likely predominate the integrative process for an equally
indefinite period; eventually, the battle between the 3 memory system's
attempts to reconcile the trauma can and probably will culminate in the
dissolution/breakdown of the entire psychological apparatus. This breakdown
is usually referenced as chronic post-traumatic stress disorder (PTSD).
During this psychological dissolution, PSR activity will become more acute
and be seen as a problem (by those surrounding the trauma victim) in and
of itself. If the acute and non positive applications of PSR are allowed
to continue, additional and even more damaging neuronal change is likely
to occur. This subsection overviews these additional prospects (various
author's theories of the biological basis of post-traumatic stress disorder,
the nosotropic perspective of psychological trauma, are referenced in the
bibliography).
Generally, long-term failure (months and years) of the culture/society
to resolve the trauma for a particular trauma victim will result in the
elaborate encoding of the survival memory system for that person.
"Elaborate" means that the LTP of the survival system is strengthened by
not only increasing the probabilities of neuronal firing, but through extensive
synaptic and dendritic growth -- an entirely new neuronal support is developed
for an altogether new psychology. All the while, the neuronal interactions,
cycles, supporting the inhibition of the existential identity that existed
pre-trauma are continuing also, making the differences between the traces
representing the loss to identity and the survival system more pronounced
and dramatic. The pronunciation is that the new system thinks everything
is OK and the neuronal paradox underpinning system one gives ever continuing
evidence that everything is not all right. The drama results from the war
between additional neuronal interplays that are equally offsetting and
supporting; the contradictions represented by the ongoing actions of memory
system one are creating survival activities that protect the organism against
system one's dislocated state and at the same time the survival system
not only keeps the dislocation going, but it adds to it as the behaviors
created by the dislocated condition continue to contradict additional elements
of existential identity: more system one configurations are created. This
neuronal paradox and dislocation is the underpinning and basis of psychological
dissociation. Add interfering variables, stoicism and drug use, into this
melee and the phylogenetic brain integrative process has little chance
of doing its job.
This paradoxical and increasingly conflictive neurological and behavioral
state is exacerbated by an also increasingly dramatic need for and use
of PSR; wide emotional swings, ever continuing event recollections, hyperarousal
and hysteria hallmark the behavioral manifestations of PSR's more dramatic
usage. During this hyperactive period, which may be prolonged if the culture
doesn't know how to respond, the over use of the PSR system is likely to
create sensitization to the various neurochemicals required to operate
the brain functionally; the changes invariably include over and under productions
of such neurochemicals. These changes are discussed more fully in About/
Comparison - Contrast/ Biology when considering
the views of those professionals (Kolb, van der Kolk, Kosten and Krystal,
and Charney) who focus on the chronic aspects of PTSD. For now, we can
say that the principal neurochemical under-production that causes the greatest
concern to us is that of the transmitter serotonin, an invaluable neurochemical
element to the learning process; serotonin acts as a second retrograde
messenger that stimulates increased pre-synaptic Ca2+ flows: learning is
thwarted without adequate serotonin.
Moreover, lower amounts of serotonin are statistically linked to suicide.
Other neurochemicals, for example, transmitters like dopamine and norepinephrine
and the neuroenzyme monoamine oxidase (MAO), are increased or decreased
at different times in response to psychological trauma. These other neurochemical
changes in response to psychological trauma and their influences on behavior
are discussed in the appendix.
Neurological Axioms of TRT Theory
There are several axioms of the TRT theory of biology of psychological
trauma that can serve to synthesize the linkages between the trauma-causing
event and the subsequent neurobiological change. Those axioms are described
here.
The greater the importance of a particular value, belief, image or
reality to the ongoing status of the organism, the greater the pretrauma
long term potentiation (LTP) of the memory trace comprising that aspect
of identity.
The greater the difference between the event and the correlative element
of existential identity, and the more rapidly the difference is introduced
(without the benefit of time to provide for adaptive neuronal learning,
including the physical development of synaptic and dendritic additions
to provide for preparation for the changes long term), the greater the
contradiction and subsequent rapid (and discombobulating) reduction in
the efficacy of pre-trauma existential identity LTP.
The greater and more rapid the reduction of the efficacy of LTP in
the original memory trace comprising the contradicted existential identity,
the more distinctly initiated the three memory systems and more pronounced
the need for and use of PSR.
The greater the interference (applications of stoicism and drug use)
with the brain integrative process, that is, the longer the interferences
require PSR activity past the point phylogenetically required of the particular
brain integrative process, the more likely that additional and destructive
neurochemical change, as different from the change that predominates during
the constructive usage of PSR, will occur.
Summary: ETM Theory of Psychological Trauma
This section summarizes the ETM hypothesis of the biological underpinnings
of psychological trauma. The summary also correlates the biological hypothesis
to its thought and behavioral (psychological) correlates, the 4 psychological
trauma patterns and the paradoxical system of control, described in Part
One.
The etiology of psychological trauma is the establishment of a new and
contradicting memory (neuronal) trace that inhibits the pre-trauma traces
that comprised the pre-trauma existential identity; the new inhibiting
action reduces, by reducing LTP, the efficacy of the knowledge stored in
the traces' LTP. Following these reductions in LTP, the existential identity
aspects of psychological management are incapacitated. The newly inhibited
state is represented psychologically as loss; a depreciation of the existential
identity LTP is a loss of the Self.
The brain's primary evolutionary directive is integration of all processes
affecting the organism. In that regard, the brain attempts to integrate
the changes brought about by the event. These integrative efforts include,
in addition to the inhibitory commands of the contradicting trace on the
original neuronal activity comprising pretrauma existential identity (called
memory system one), the establishment of a memory system (two) that places
the contradictions to existential identity into the past (and increasingly
proper historical perspective), and the establishment of a temporary memory
system (three); it is used for survival. The integrative functions of these
3 memory systems are supported by 3 neural activities: protection of the
organism (autonomic activation for fight or flight and opioid system activation
for analgesia), signalling for assistance (repeated recall of the event
through reciprocal excitatory - inhibitory interneuron activity and the
use of distress vocalizations) and remedy (the production of neurochemicals
like norepinephrine to enhance neuronal learning -- the underpinning of
the brain integrative process). We call this protection, signalling, and
remedial response "PSR."
Barring exogenous interferences, the phylogenetic brain integrative process
will be successful at providing the integration. Such interferences can
occur when memory system three is emphasized by externally initiated processes
over the other memory systems and against the phylogenetic capacities available
through the brain integrative process. These interferences usually include
the use of philosophies like stoicism that encourage the application of
survival philosophies long past their original value (stoicism provides
much needed action defense during survival) and the use of psychoactive
drugs that medicate the stress response. Both variables interfere with
brain integration activities by preventing the full and unfettered uses
of PSR; PSR is used to end the inhibitory effects on the neurons comprising
existential identity. PSR enhances neuronal learning.
If the interferences are allowed to continue, additional and destructive
neurochemical changes may occur. For example, the availability of serotonin
may be reduced, which reduction is linked statistically to depressive episodes
that lead to suicide. Absent suicide, this condition can remain long lastingly
destructive; the condition can become apparently chronic PTSD.
Thought/behavioral manifestations of this biology, include paradoxical
and dichotomous activities; some survival responses have opposite goals
and missions. In that regard, the responses are attempting to resolve the
trauma and at the same time prevent the resolution. The result is a continuing
psychological and internal tug-of-war and the likelihood that some of these
activities will themselves serve to place more neurons representing existential
identity into the process of extinction. Additional neuronal interactions
similar to those comprising the first 3 memory systems and PSR will develop,
except that these new survival initiated ones will serve to support the
original survival memory system three's predominance against the integrative
efforts of the original memory system two. The psychological result of
this increasingly disparate and at the same time convoluted neuronal process
is dissociation -- the ascendence of a paradoxical system of control that
influences all psychological decisionmaking processes.
In addition to the paradoxical system of control, the neuronal composition
of trauma described by the 3 memory systems is represented in TRT theory
by 4 psychological trauma patterns. They, and their synthesis with the
biological/neuronal elements of the theory, are described in the following
(1-4) paragraphs.
Psychological trauma pattern 1:
Psychological trauma pattern one includes the initial experience of
the event; it contradicts existential identity (the values, beliefs, images
and realities that underpinned the psychological management of the person
before the trauma occurred). The process of extinction for the neurons
representing this existential identity trace is initiated and accompanied
by the introduction of PSR (protection, signalling and remedial neurological
activities).
Psychological trauma pattern 2:
The contradictions to existential identity result in loss. This loss
is represented neurologically as a combination of an equilibrium established
between the contradicting and contradicted trace (that we call memory system
one), the maintenance of a cyclical and reciprocal relationship between
the contradictions to existential identity and a new memory trace that
carries the event in memory as an ongoing experience, and the establishment
of another memory system (two) that evaluates and measures the degree of
depreciation resulting from the contradiction; system two eventually strives
to place the contradictions and the ongoing event recall traces into extinction.
Psychological trauma pattern 3:
Survival responses develop. These responses, that are eventually manifested
psychologically as a paradoxical system of control, are initially underpinned
by the formation of neuronal memory system three, the new memory system
that the brain develops to provide for psychological management during
the initial trauma-induced incapacitation of existential identity. Moreover,
these survival responses, themselves, can become contradictions to existential
identity; they then create more loss and additional neuronal change, culminating
in psychological dissociation (see the next pattern 4).
Psychological trauma pattern 4: Loss resulting from the survival
responses' contradictions to existential identity is underpinned by neuronal
processes similar to those representing patterns 1 and 2. There is an exception.
These neuronal processes will take their commands from the original memory
system three and thus always serve to divert conscious focus from the brain
integrative and psychological reconciliation process that is attempting
to end the extinction to existential identity resulting from the original
trauma-causing event. Thus, the 4 psychological trauma patterns are connected
motivationally and logically in their underlying neuronal configurations.
There are several axioms to this theory that when synthesized state that
the more important the pretrauma existential identity is to the ongoing
status of the organism, the more dramatic the cascade of neuronal and psychological
change; the greater the demands placed upon the integrative functions of
the brain. Moreover, the further these integrative functions are pushed
(by external forces and then the person's paradoxical system of control)
past their phylogenetically determined limits, the greater the propensity
for the effects of psychological trauma to become more destructive; greater
neurochemical change and the occurrence of the chronic condition are more
likely